KYC/KYB Compliance Review

Review submitted applications · Approve / Reject · Flag PEP & Sanctions · Dispatch investor status

Total Queue

6

applications

Critical Risk

1

require EDD

Sanction Hits

2

pending disposition

PEP Flags

2

EDD required

AML Flags

6

across all cases

2 Applications with Unresolved Sanctions Hits

Sanctions hits must be disposed (cleared or confirmed) before a compliance decision can be issued. Select the application to review.

6 applications shown

Thornfield Capital Holdings Ltd

2

KYC-2026-00441 · Corporate (KYB)

Critical
Partial Match PEP Tier 2

Docs 5/8

63%

L. Okafor

2026-08-18

Priya Narasimhan

KYC-2026-00438 · Individual (KYC)

Low Risk
Clear No PEP

Docs 5/5

100%

M. Patel

2026-08-19

Crestwood Family Office LLC

KYC-2026-00435 · Corporate (KYB)

Medium Risk
Clear No PEP

Docs 9/11

82%

L. Okafor

2026-08-17

Meridian Pension Trust APAC

1

KYC-2026-00429 · Institutional

Medium Risk
Clear No PEP

Docs 11/14

79%

M. Patel

2026-08-15

Hargreaves Investment Co.

3

KYC-2026-00421 · Corporate (KYB)

High Risk
Partial Match PEP Tier 1

Docs 8/12

67%

L. Okafor

2026-08-14

Jan Kowalski

KYC-2026-00418 · Individual (KYC)

Low Risk
Clear No PEP

Docs 3/5

60%

Unassigned

2026-08-20